NAICS 52312052

SBA Loans for Securities Brokerage

Securities Brokerage are one of the most-funded SBA 7(a) industries. Explore which lenders are actually approving securities brokerage loans, what loan sizes they fund, and where activity is concentrated.

Find lenders funding securities brokerage

Total loans

329

all programs

Approved $

$155.6M

last 5 years

Avg loan

$473K

median $145K

Most active lender

Live Oak Banking Company

31 loans

Jobs supported

312K

cumulative

Loan size distribution

SBA 7(a) · LAST 12 MONTHS

15.5%

10.9%

25.8%

22.8%

13.1%

7.6%

4.3%

<$50K

$50–100K

$100–250K

$250–500K

$500K–1M

$1–2M

$2M+

Most common range

$100K – $250K

34% of loans

Median

$145,000

90th percentile

$612,000

SECURITIES BROKERAGE-FRIENDLY LENDERS

The 5 lenders that approved 41% of securities brokerage SBA loans last year.

Submit your securities brokerage profile and we'll prioritize lenders that have already funded similar concept, size, and geography.

Get matched

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Top lenders for securities brokerage

Live Oak Banking Company

Wells Fargo Bank National Association

The Huntington National Bank

Byline Bank

BayFirst National Bank

U.S. Bank, National Association

Top states for securities brokerage loans

Loan records · Securities Brokerage

329 records

Sort:

Borrower

Location

Program

Industry

John Moore & Associates, Inc.Live Oak Banking Company

Albuquerque, NM

87113

$5,000,000

$625K

7(a)

Securities Brokerage

2021-03-25

Welch Hornsby, Inc Pinnacle Bank

Montgomery, AL

36104

$4,890,900

$181K

7(a)

Securities Brokerage

2016-10-27

ViaCap Partners LLC Byline Bank

Addison, TX

75001

$4,450,000

—

7(a)

Securities Brokerage

2017-12-28

KM Investment Services The Bancorp Bank National Association

Victor, NY

14564

$4,151,500

$830K

7(a)

Securities Brokerage

2020-02-25

Dowling Investment Group, LLC Live Oak Banking Company

Baton Rouge, LA

70808

$3,725,000

$466K

7(a)

Securities Brokerage

2018-06-08

MKA Advisors LLC Capital Bank, National Association

Barrington, IL

60010

$3,650,000

$1.8M

7(a)

Securities Brokerage

2016-04-14

Lance Dueker and Jeff Theisen Cen Cal Business Finance Group

Fresno, CA

93720

$3,568,000

$59K

504

Securities Brokerage

2021-11-24

Clear Investment Properties, LLC First-Citizens Bank & Trust Company

Lake Oswego, OR

97035

$3,475,000

$348K

7(a)

Securities Brokerage

2018-09-27

Kessler Investment Group, LLC Patriot Bank, National Association

Columbus, IN

47201

$2,900,000

$580K

7(a)

Securities Brokerage

2019-05-03

NORTHERN MANAGEMENT GROUP LLC TD Bank, National Association

Hauppauge, NY

11788

$2,550,000

—

7(a)

Securities Brokerage

2014-07-25

SF Commercial, LLC Enterprise Bank & Trust

Lake Oswego, OR

97035

$2,380,000

$476K

7(a)

Securities Brokerage

2018-11-23

Lebenthal & Co., LLC Newtek Small Business Finance, Inc.

New York, NY

10175

$2,000,000

$67K

7(a)

Securities Brokerage

2009-06-23

Grant Street Group, Inc.PNC Bank, National Association

Pittsburgh, PA

15219

$2,000,000

$69K

7(a)

Securities Brokerage

2006-07-12

PRISM Financial Strategies, LLC Byline Bank

Englewood, CO

80110

$2,000,000

$500K

7(a)

Securities Brokerage

2020-02-28

Thompson & Associates, L.L.C.Live Oak Banking Company

Great Bend, KS

67530

$1,855,000

$371K

7(a)

Securities Brokerage

2019-12-05

Olio Financial Planning, LLC Live Oak Banking Company

Blacksburg, VA

24060

$1,825,000

—

7(a)

Securities Brokerage

2017-05-17

Lanford Wealth Management, Inc.Live Oak Banking Company

Roswell, GA

30076

$1,805,000

—

7(a)

Securities Brokerage

2021-06-14

THIESEN DUEKER FINANCIAL CONSULTING GROUP Live Oak Banking Company

Fresno, CA

93720

$1,800,000

$900K

7(a)

Securities Brokerage

2016-10-28

BHF RG CAPITAL, INC Arizona Financial Credit Union

Phoenix, AZ

85054

$1,697,000

$424K

7(a)

Securities Brokerage

2017-12-18

James Financial, LLC Byline Bank

Baton Rouge, LA

70808

$1,575,000

$263K

7(a)

Securities Brokerage

2018-12-17

Lawry de Freitas Wealth Management, LLC Byline Bank

Tigard, OR

97223

$1,545,000

$515K

7(a)

Securities Brokerage

2021-12-14

Edicfico Northside, LLC Ameris Bank

Atlanta, GA

30327

$1,539,000

$770K

7(a)

Securities Brokerage

2022-01-18

TBD LLC U.S. Bank, National Association

Gardnerville, NV

89460

$1,500,000

$136K

7(a)

Securities Brokerage

2015-09-18

Lawry de Freitas Wealth Management, LLC Byline Bank

Tigard, OR

97223

$1,490,000

$1.5M

7(a)

Securities Brokerage

2019-12-19

BHF RG Capital, Inc Arizona Financial Credit Union

Scottsdale, AZ

85260

$1,440,000

$240K

7(a)

Securities Brokerage

2020-07-20

John Moore & Associates, Inc.

Albuquerque, NM · 87113

$5,000,000

7(a)

Live Oak Banking Company$625K/job · 2021-03-25

Welch Hornsby, Inc

Montgomery, AL · 36104

$4,890,900

7(a)

Pinnacle Bank$181K/job · 2016-10-27

Byline Bank2017-12-28

KM Investment Services

Victor, NY · 14564

$4,151,500

7(a)

The Bancorp Bank National Association$830K/job · 2020-02-25

Dowling Investment Group, LLC

Baton Rouge, LA · 70808

$3,725,000

7(a)

Live Oak Banking Company$466K/job · 2018-06-08

MKA Advisors LLC

Barrington, IL · 60010

$3,650,000

7(a)

Capital Bank, National Association$1.8M/job · 2016-04-14

Lance Dueker and Jeff Theisen

Fresno, CA · 93720

$3,568,000

504

Cen Cal Business Finance Group$59K/job · 2021-11-24

Clear Investment Properties, LLC

Lake Oswego, OR · 97035

$3,475,000

7(a)

First-Citizens Bank & Trust Company$348K/job · 2018-09-27

Kessler Investment Group, LLC

Columbus, IN · 47201

$2,900,000

7(a)

Patriot Bank, National Association$580K/job · 2019-05-03

NORTHERN MANAGEMENT GROUP LLC

Hauppauge, NY · 11788

$2,550,000

7(a)

TD Bank, National Association2014-07-25

SF Commercial, LLC

Lake Oswego, OR · 97035

$2,380,000

7(a)

Enterprise Bank & Trust$476K/job · 2018-11-23

Newtek Small Business Finance, Inc.$67K/job · 2009-06-23

Grant Street Group, Inc.

Pittsburgh, PA · 15219

$2,000,000

7(a)

PNC Bank, National Association$69K/job · 2006-07-12

PRISM Financial Strategies, LLC

Englewood, CO · 80110

$2,000,000

7(a)

Byline Bank$500K/job · 2020-02-28

Thompson & Associates, L.L.C.

Great Bend, KS · 67530

$1,855,000

7(a)

Live Oak Banking Company$371K/job · 2019-12-05

Olio Financial Planning, LLC

Blacksburg, VA · 24060

$1,825,000

7(a)

Live Oak Banking Company2017-05-17

Lanford Wealth Management, Inc.

Roswell, GA · 30076

$1,805,000

7(a)

Live Oak Banking Company2021-06-14

THIESEN DUEKER FINANCIAL CONSULTING GROUP

Fresno, CA · 93720

$1,800,000

7(a)

Live Oak Banking Company$900K/job · 2016-10-28

Arizona Financial Credit Union$424K/job · 2017-12-18

James Financial, LLC

Baton Rouge, LA · 70808

$1,575,000

7(a)

Byline Bank$263K/job · 2018-12-17

Lawry de Freitas Wealth Management, LLC

Tigard, OR · 97223

$1,545,000

7(a)

Byline Bank$515K/job · 2021-12-14

Edicfico Northside, LLC

Atlanta, GA · 30327

$1,539,000

7(a)

Ameris Bank$770K/job · 2022-01-18

TBD LLC

Gardnerville, NV · 89460

$1,500,000

7(a)

U.S. Bank, National Association$136K/job · 2015-09-18

Lawry de Freitas Wealth Management, LLC

Tigard, OR · 97223

$1,490,000

7(a)

Byline Bank$1.5M/job · 2019-12-19

BHF RG Capital, Inc

Scottsdale, AZ · 85260

$1,440,000

7(a)

Arizona Financial Credit Union$240K/job · 2020-07-20

1–25 of 329

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