LoanRound
Find Lenders
NAICS 52311052

SBA Loans for Investment Banking and Securities Dealing

Investment Banking and Securities Dealing are one of the most-funded SBA 7(a) industries. Explore which lenders are actually approving investment banking and securities dealing loans, what loan sizes they fund, and where activity is concentrated.

Find lenders funding investment banking and securities dealing
Total loans
132
all programs
Approved $
$44.5M
last 5 years
Avg loan
$337K
median $145K
Most active lender
Bank of Hope
22 loans
Jobs supported
312K
cumulative

Loan size distribution

SBA 7(a) · LAST 12 MONTHS
36.4%
12.9%
20.5%
11.4%
10.6%
6.1%
2.3%
<$50K
$50–100K
$100–250K
$250–500K
$500K–1M
$1–2M
$2M+
Most common range
$100K – $250K
34% of loans
Median
$145,000
90th percentile
$612,000
INVESTMENT BANKING AND SECURITIES DEALING-FRIENDLY LENDERS

The 5 lenders that approved 41% of investment banking and securities dealing SBA loans last year.

Submit your investment banking and securities dealing profile and we'll prioritize lenders that have already funded similar concept, size, and geography.

Get matched
~ 2 MIN · NO COMMITMENT

Top lenders for investment banking and securities dealing

Bank of Hope
22
Live Oak Banking Company
14
The Huntington National Bank
8
Wells Fargo Bank National Association
6
Manufacturers and Traders Trust Company
4
PNC Bank, National Association
4

Top states for investment banking and securities dealing loans

CA
14
TX
14
NY
11
OH
11
MN
8
WA
7
Loan records · Investment Banking and Securities Dealing
132 records
Sort:
CorrectLife Bostick, LLC
Milledgeville, GA · 31061
$5,000,000
7(a)
Touchmark National Bank$31K/job · 2016-11-18
CrimsonCardinal LLC
Woodland Hills, CA · 91367
$5,000,000
7(a)
Live Oak Banking Company$357K/job · 2020-09-29
Yellowstone Partners, LLC
Idaho Falls, ID · 83404
$3,450,000
7(a)
Live Oak Banking Company$1.7M/job · 2016-08-30
Rip Cord Acquisition LLC
Milford, MA
$1,760,000
7(a)
Live Oak Banking Company2020-07-07
Reliance Financial Group, LLC
Birmingham, AL · 35242
$1,500,000
7(a)
Live Oak Banking Company$54K/job · 2016-06-24
Brightside Living North LLC
Grawn, MI · 49637
$1,408,000
7(a)
First Internet Bank of Indiana$59K/job · 2021-11-18
KINSELL, NEWCOMB & DE DIOS, INC
Carlsbad, CA · 92009
$1,332,000
504
CDC Small Business Finance Corp.$190K/job · 2007-02-22
January Capital Advisors LLC
San Francisco, CA · 94104
$1,265,000
7(a)
Live Oak Banking Company$422K/job · 2021-08-30
Joshua R. Chabot, Sole Proprietor
Bedford, NH
$1,213,000
7(a)
Live Oak Banking Company$404K/job · 2021-08-05
BEACON FINANCIAL ADVISORS, INC.
Rye Brook, NY · 10573
$1,180,000
7(a)
Live Oak Banking Company2021-06-10
UNITED STANDARD FUNDING
San Diego, CA · 92121
$1,091,000
504
CDC Small Business Finance Corp.$11K/job · 2003-05-06
PROFINANCE ASSOCIATES INC
San Diego, CA · 92106
$900,000
504
CDC Small Business Finance Corp.$113K/job · 2007-06-27
GenWealth Holdings, LLC
Little Rock, AR · 72212
$850,000
7(a)
Live Oak Banking Company2016-10-27
TIME VALUE INVESTMENTS
Seattle, WA · 98115
$700,000
7(a)
Columbia Bank$117K/job · 2020-09-14
Endeavor Wealth Management, LLC
Chesterfield, MO · 63017
$700,000
7(a)
Live Oak Banking Company$233K/job · 2017-09-18
Cary Cowan, Sr.
Saint Augustine, FL · 32086
$641,000
504
Florida First Capital Finance Corporation, Inc.$321K/job · 2019-05-03
Farm & Ranch Feed Store, LLC
Jacksonville, TX · 75766
$615,000
7(a)
Citizens Bank$62K/job · 2012-05-14
A. SCHACHER & K. BRENNAN LLC
Rockville Centre, NY · 11570
$613,500
7(a)
Citibank, N.A.$17K/job · 2001-08-03
Longbridge Wealth Advisors
North Canton, OH · 44720
$610,000
7(a)
Live Oak Banking Company$305K/job · 2019-09-30
THE BISHOFF FINANCIAL GROUP, INC.
Columbus, OH · 43230
$600,000
7(a)
United Midwest Savings Bank National Association$300K/job · 2020-04-23
R&J FINANCIAL FREEDOM INC.
Marklee, IN · 46770
$579,000
7(a)
First Merchants Bank$145K/job · 2008-06-11
Mehserle Wealth Management Group, LLC
Venice, FL · 34285
$540,000
7(a)
Live Oak Banking Company2019-10-24
SUCCESS FINANCIAL GROUP, INC.
Grandville, MI · 49418
$540,000
7(a)
The Huntington National Bank2003-07-10
TMN Investments, Inc.
Stockton, CA · 95207
$529,000
504
Advantage Certified Development Corporation$265K/job · 2012-08-03
Financial Rescue LLC
Santa Clara, CA · 95050
$500,000
7(a)
Newtek Small Business Finance, Inc.$250K/job · 2023-03-14
1–25 of 132
Page 1 of 6